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Our independent structure allows us to provide our clients with independent, objective and unbiased financial advice. We also have a comprehensive range of financial services. Our personalized service is a reflection of the client’s particular objectives and constraints. We believe advice is best given with full knowledge of the client’s complete financial picture. Our clients rely upon us for matters ranging from the routine to the extraordinary. We also work directly with business owners and retirement plans.
We believe a successful plan should simplify, not complicate your life.
Biography and Business Overview
I started in Financial Services in 1987 as an investment trader with one of the oldest firms in Buffalo, New York. I then accepted a position with Key Corporation as a Financial Adviser and Trainer and moved up through a series of mergers and acquisitions. I became a Vice President of Investments with McDonald Investment’s Wealth Management division. It was finally sold to UBS. I have always loved the South West Florida area and was thrilled to accept a transfer to the Bonita Springs office back in 2005. I became an Independent Financial Advisor in 2009 and started working with Regal Securities in 2012.
Born in the Buffalo, New York area, I continue to serve clients in that region as well as Florida, Texas, Maryland, Massachusetts, Ohio, and California. I hold a BA from the State University of NY College at Buffalo. I am also registered in the Series 7, 63 and 65 capacities with the Financial Industry Regulatory Authority. I carry a Life and Health Insurance license in both Florida and New York. I am also an independent Registered Investment Advisor. I have been married to my husband John for over 20 years and we have 3 beautiful children. I serve on the Finance Committee of the Bonita Springs Lions Club and serve on the Board of Directors for the Bonita Springs Lions Eye Clinic. I enjoy supporting the children’s sports teams as a scorekeeper at local games and love to garden.
Every client receives a custom plan as no two clients are the same. The wealth management process begins with getting to know you. In addition to collecting the data required for detailed planning, I would like to understand your long term financial goals.
We will work closely with you to ensure your strategies are tailored to meet your personal risk tolerance, investment timelines and accomplish your most valued life goals. Our wealth management process is dynamic and the plans evolve over time to address your changing needs. I look forward to creating and maintaining a Wealth Strategy for you.
About Regal Securities
Regal Securities, Inc., member FINRA/SIPC, was established in 1977 as an independent brokerage firm known for select service and flexibility. Over three decades, Regal has evolved into a diversified financial services firm and is dedicated to providing the highest quality investment services, product diversification and execution to a broad range of clients.
Regal registered representatives and advisors have the independence to manage their own business and receive customized solutions for their evolving practice without the restrictions of larger firms. In doing so, we offer our representatives the freedom and flexibility to excel at their business and in turn, provide superior service to their clients.
National headquarters are located at 950 Milwaukee Avenue, Suite 101, Glenview, IL 60025 with branch and local offices nationwide.
Products and Services
- Investment Portfolio Management
- Trust and Tax Planning
- Retirement and Legacy Planning
- Business and Income Analysis
- Life Insurance and Annuities
- Business and Estate Strategies
Independent Registered Representative of Regal Securities, Inc., 950 Milwaukee Ave., Ste. 101, Glenview, IL 60025, 1-877-488-6534.