Wealth Management Approach
My approach integrates your individual objectives into a personalized plan which can be updated as changes occur in your life. I combine professional resources, knowledge and experience with sophisticated investment planning tools to help match your objectives.
- Understanding Your Financial Objectives — I begin by asking questions to understand more about you and your financial objectives.
- Developing Strategies — Next, I analyze and evaluate the financial and personal information you provide so we can match your objectives with sound strategies.
- Implementing Solutions — Using these strategies, I develop customized solutions tailored to your goals and objectives, drawing from a wide selection of world-class products and services.
- Providing Timely, Ongoing Service — I regularly review your situation to help ensure your financial objectives are being met.
I have been working in the financial and banking industry as a General Securities Representative since 1993. Before completing my Series 7 and Series 63 licenses in 1993, I attended Christian Brothers Academy in NJ and Villanova University in PA. I received my General Securities Principal license (Series 24) in 1995 and hold a State of New Jersey Resident Insurance license for Life and Variable. I joined Paulson Investment Company, Inc. in 2002 opening an office with 15 employees. In 2012, Paulson Investment Company, Inc. sold its retail business and in 2013 I joined Regal Securities, Inc.
I reside along the shore in NJ with my wife, Kimberlie, and my daughter Ava Capri. In 1998 Kimberlie began working in the financial and banking industry in Denver, CO. In late 1999 she moved to NJ and completed her Equity Trader license (Series 55). She also is licensed with a Series 7 and Series 63. I clearly have the support from my family in my pursuit of effective wealth management. I am an active member of the local community; I participate in several clubs, charities, and organizations. When not working, I enjoy staying active with sports and music, as well as enjoying my family time, fine arts, traveling and attending professional sporting events.
About Regal Securities
Regal Securities, Inc., member FINRA/SIPC, was established in 1977 as an independent brokerage firm known for select service and flexibility. Over three decades, Regal has evolved into a diversified financial services firm and is dedicated to providing the highest quality investment services, product diversification and execution to a broad range of clients.
Regal registered representatives and advisors have the independence to manage their own business and receive customized solutions for their evolving practice without the restrictions of larger firms. In doing so, we offer our representatives the freedom and flexibility to excel at their business and in turn, provide superior service to their clients.
National headquarters are located at 950 Milwaukee Avenue, Suite 101, Glenview, IL 60025 with branch and local offices nationwide.
2640 Highway 70
Building 8, Suite 102
Manasquan, NJ 08736
I provide financial solutions to affluent individuals, mid and upper-level corporate executives, and their families. Through a comprehensive approach to managing wealth, I address my clients’ specific financial goals including setting up post-work life income, retirement planning and business succession solutions. I am committed to providing each and every one of my clients with the exceptional service they deserve to achieve their financial goals.
Independent Registered Representative of Regal Securities, Inc., 950 Milwaukee Ave., Ste. 101, Glenview, IL 60025, 1-877-488-6534.