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Clearing Firms

RBC Correspondent Services

RBC Correspondent Services (RBC CS) is a division of RBC Capital Markets, LLC, member NYSE/FINRA/SIPC. RBC Capital Markets, LLC, is a member of the NYSE, AMEX, CHX, CBOE and PSE and has execution capabilities on all principal exchanges. RBC Capital Markets, LLC is owned by Royal Bank of Canada, which trades under the symbol RY on the New York Stock Exchange.

RBC Fees

Hilltop Securities, Inc.

Hilltop Securities, Inc. is a pioneer in the fully disclosed securities clearing business. Hilltop Securities has been providing clearing solutions to broker-dealers throughout the U.S. and Canada for more than 40 years. Our focus on building long-term client relationships drives us to provide a level of personalized service that exceeds clients’ expectations.

HTS Fees