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Home
Our Company
- Clearing Firms
- Frequently Asked Questions
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Contact Us
Login
Disclosures

Important Disclosures

Anti-Money Laundering
Disclosure of Business Continuity Policy
Day Trading Margin Rules
Day Trading Risk Disclosure Statement
Good Faith Violation
FINRA Manual

Keeping Your Account Secure
Margin Disclosure Statement
Order Routing Disclosure
Risks of Extended Hours Trading
Privacy Policy
Protecting Your Assets

Copyright © 2020 Regal Securities, Inc. | Important Disclosures

FINRA BrokerCheck reports for Regal Securities and its investment professionals are available at www.finra.org/brokercheck.

All securities and services are offered through Regal Securities, Inc., Member FINRA / SIPC, a registered broker-dealer. Securities products offered are not guaranteed or endorsed by Regal, are not FDIC insured and may lose value. None of the information contained herein should be construed as an offer to buy or sell securities or as a recommendation. Specific recommendations are based on a review of each client’s particular financial circumstances. Online trading has inherent risks due to loss of online services or delays from system performance, risk parameters, market conditions, and erroneous or unavailable market data.

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