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Make the Transition

We have developed an efficient and streamlined process. 

Have you ever moved your family to a new home? Now imagine moving not only your family but hundreds of other people as well. Being independent doesn’t mean you are on your own. We understand that this is an important decision and are committed to making your move to Regal as seamless as possible.

Regal’s Transition Team brings together key professionals to ensure your transition is as smooth as possible. Think of us as your personal logistics specialists. Through years of experience and asking advisors what is important to them, we have developed an efficient and streamlined process when bringing financial advisors onboard.

We will begin by working with you to create a customized transition plan and set a target transition date. Your customized transition plan will include key deadlines, checklists and training dates to ensure your beginning at Regal is comfortable, confident and you are ready to go.

Our transition team works with you every step of the way until your transition is complete and you are comfortable with Regal’s procedures. For more information regarding the transition process, feel free to call 1-877-488-6534, option 3, to speak with our transition specialists. Don’t let the anxiety of the move hold you back, take control of your business and make the transition.

Transition Process Highlights

  • Acclimation to Regal’s policies and procedures
  • Construction of a customized week-by-week transition plan to keep you on track
  • Assist in mailing paperwork to your customers
  • Providing in-depth systems training
  • Track and troubleshoot your ACAT’s
  • Assisting in the registration and licensing process
  • Training of your administrative staff
  • Sample communications to announce your move