Technology & Rates
Regal has been providing Direct Market Access platforms (DMAs) to IRRs since 2005. Regal currently supports Sterling Trader Pro.
On the equities side, we have direct routes set up with ARCA, NITE, MNGD, NSDQ, NYSE, BATS, EDGE. Regal has the ability to work with you on an individual basis to create additional routes based on the need to target rebates or minimize exchange fees. For options, Regal allows routing to all major option exchanges as well as several smart routes. Regal Securities is a member of both NASDAQ and ARCA.
Regal has a competitive and flexible rate structure that will provide you with the ability to expand your business by targeting a wide array of clients. Whether you are more focused on payout or ticket charges, Regal will tailor a customized package that will allow you to keep your current clients happy while targeting new business.
Client Commission Sharing Arrangement (CSA/CCA)
Do your customers require you to accommodate Commission Sharing Arrangements? If so, Regal Securities has an efficient and proven solution to meet your needs. Once set up, our staff will process all of the billing and payments so that you can focus on building your business.
DVP and CMTA Accounts
Whether your clients trade equities or options, Regal can support trading with Prime Brokerage accounts held at other clearing firms. Regal has the procedures and infrastructure to accommodate end-of-month billing for CMTA accounts so that you are paid in an efficient and timely manner.
From New Accounts and Customer Service to Trading and Business Development, our friendly staff stands ready to assist you with providing quality service to your client base.
In the Institutional and high frequency space, risk management is one of the most important aspects of managing your client base. Our staff is proficient on all of the DMA administrative terminals to help you create an environment where risk controls can be placed on an individual account basis. With over 40 years of combined experience, our staff is trained to look for a host of potential issues on a proactive basis.