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Be Independent

The Regal Difference

Relationships are the cornerstone of your business and ours. We are not just looking for financial advisors; we look for long term business partners to prosper with us. Regal offers financial advisors the tools to grow their business independently with in-house Customer Service, Technology, Compliance and Marketing support.  Through our full service clearing relationship, we provide you the resources of one of the largest brokerage and investment firms in the industry, while offering competitive payouts and the flexibility of being an independent financial advisor.

Are you Ready to make the jump from the wirehouse to independence?

Are you currently at a wirehouse and considering going independent? You may be surprised to find that many of the same resources you are accustomed to at your current firm will still be available to you at Regal. That’s because we leverage the resources of one of the world’s largest and most stable financial institutions and offer them to you with the personalized service and competitive pay of being an independent financial advisor. Most firms will tell you how making the move to independence will put more money in your pocket, which it true. Even with the increased overhead costs in regards to office space, sales support and equipment, the figures still show that the independent model will allow you to keep more of what you earn. However, we find most brokers are not looking to make the move only because of their bottom line; they want control in regards to the products they sell, their investing philosophy and the way they run their business.

You know what is best for your clients; you don’t need a firm to tell you what to sell. At Regal, we do not push proprietary products; nor do we have a list of recommended stocks – we simply provide the tools and support you need to succeed. Contact us to learn more.

Branch Affiliation Program

If you are looking for independence, but still want to have the camaraderie of other brokers in your office, we have branch affiliations available. Contact us to learn about our branch affiliation program.

Wirehouse vs. Independent

Wondering how going independent can benefit? Use our Comparison Worksheet (xls) to find out how your net revenue can increase even after netting out independent expenses. If you need assistance working the numbers,  we can help. Call 1-877-488-6534.