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Advisory Services

Traditional brokerage or fee-based? Why not both?

Manage your clients’ assets yourself; use a third party money manager or a combination of both. We offer a broad range of advisory programs that give you maximum flexibility to meet your client’s needs.

Many financial advisors are finding that one platform isn’t enough for their diverse client base. Traditional brokerage or fee-based solutions are both available at Regal. Through our affiliated RIA firm, Regal Advisory Services and our relationship with RBC CS, you have access to a best in class open architecture fee-based platform. Whether you are currently using advisory services or are thinking about adding fee-based asset management to your practice, we have the solutions for you to choose the right program for your clients.

By adding a fee-based element to your practice, you are empowered to offer the solutions that are best for your client; whether that is fee-based, commission-based or a hybrid of both. It’s the best of both worlds. For more information Contact Us.


Customer Relationship Summary

Be Independent

We understand that choosing the right firm is important to you. Know that with Regal, you are independent, but not alone. Our stability and service makes Regal a partner you can count on.