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Financial Professionals

We are looking for long-term business partners to prosper with.

Regal offers financial professionals the tools to grow their business independently with in-house Customer Service, Technology, Compliance, and Marketing support. Through our clearing relationship, we provide you the resources of one of the largest brokerage and investment banking firms in the industry, yet still offer competitive payouts and the flexibility of being an independent representative.

We have a service culture with a staff you will find to be both highly skilled as well as friendly. We can customize a transition plan specifically for you and walk you through the process step-by-step. Our services include a dedicated transition point person, on-going training and support, as well as an in-house Technology Department that can help you get up and running. Our state of the art systems and suite of technology offerings can help you establish and grow your client relationships.


Join Us

If you’re ready for an exceptional experience, contact us to learn more about The Regal Difference.

Brochure: Your Broker-Dealer for Financial Success