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Our commitment to service makes Regal Securities a partner you can count on.

Be Independent

We understand that choosing the right firm is important to you. Know that with Regal, you are independent, but not alone. Our stability and service makes Regal a partner you can count on.

Make the Transition

Regal’s Transition Team brings together key professionals to ensure your transition is as smooth as possible. Think of us as your personal logistics specialists. 

Why Regal Securities?

Whether you are going independent for the first time or have been an independent representative for years, we collaborate with you to maximize your business. 

Our Mission

We strive to create lasting partnerships by providing the highest level of service to our financial advisors. We empower our advisors to meet the needs of their clients with the resources of a large firm and the attention of a boutique firm.