Syndicate

Syndicate, IPOs, Secondary Offerings and New Issue Preferreds

Regal provides comprehensive underwriting capabilities through coordination of marketing, distribution, and allocation of many well known issuers’ common and preferred stock, including initial and secondary offerings managed by highly respected underwriters. Client benefits include diversification, risk management, and hedging tools as well as opportunities for tax advantaged income and asset growth as part of an overall wealth management solution.

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All securities and services are offered through Regal Securities, Inc., Member FINRA / SIPC, a registered broker dealer. Securities products offered are not guaranteed or endorsed by Regal, are not FDIC insured and may lose value. None of the information contained herein should be construed as an offer to buy or sell securities or as a recommendation. Specific recommendations are based on a review of each client’s particular financial circumstances. Online trading has inherent risks due to loss of online services or delays from system performance, risk parameters, market conditions, and erroneous or unavailable market data.