Syndicate

Syndicate, IPOs, Secondary Offerings and New Issue Preferreds

Regal provides comprehensive underwriting capabilities through coordination of marketing, distribution, and allocation of many well known issuers’ common and preferred stock, including initial and secondary offerings managed by highly respected underwriters. Client benefits include diversification, risk management, and hedging tools as well as opportunities for tax advantaged income and asset growth as part of an overall wealth management solution.


Disclosures

Account Protection | Privacy Policy | Market Volatility | Business Continuity | Order Routing Disclosure | Margin Risks & Disclosure

Anti-Money Laundering Policy | Day Trading Margin Rules | Day Trading Risk Disclosure | FINRA Manual | Good Faith Violation