Regal Pro
Trading, Risk, and Compliance Management for Brokerage Firms, Independent Representatives, RIA’s and Operations Personnel
Regal Pro is a powerful multi-market trading platform that combines a seamless front-to-back office suite of broker and firm order management tools providing superior client support while effectively managing risk. The platform allows users to manage accounts and trade in multiple markets through a single integrated system. Brokers and brokerage firms can place and modify orders, review firm and broker activities, modify commission schedules, manage easy-to-borrow inventories and more.
Additional Features:
- Account management with direct access trading
- Trade directly from the Level II screen
- Modify all aspects of each account and office location
- Office and rep level modes allowing management of entire portfolios by office or rep level entitlement
- Control permissions including online interface, live quotes, and trading
- Quickly edit account information
- Access to U.S., Canadian, and European markets
- Establish and modify risk criteria with real-time notification
- Memos allow brokers to record histories of account and information changes
- View current positions and executions for each account
- Overnight and start-of-day buying power including open orders, are automatically calculated each morning and throughout each trading session
- Export account information and activity to Microsoft® Excel®
- Send messages to clients and brokers
Penson Connection
Back Office Communications and Client Access
Penson Connection is a versatile 24/7 web-based platform providing immediate access to real-time business management of accounts such as account review of cash movements, trading, profit and loss, back office communication systems and simplified management and identification of representatives for large firms. Correspondents may initiate cash transfers, check requests, wires and status account transfers along with customized reports based on correspondent specifications. The web site interface can be customized and private labeled to display your logo.
View-only account access is available for clients and the types of information available to the user can be individually customized. Viewing and trading permissions are controlled by user ID and password. Clients can receive electronic statements and trade confirms, check positions, portfolios and obtain quotes all via the Internet. The platform also provides clients with immediate access to account information and activity, including positions, balances and cost basis. Download to Quicken® and TurboTax® is also available.
Regal Direct
A Direct Access Trading Platform for Active Traders with Trade Management
Regal Direct is a professional trading platform with direct access to markets and ECN's, advanced order types, point-and-click order entry, real-time charting and multi-account management in a real-time environment. This trading platform includes all of the features of our web-based product with the added benefits of directing your own order. The integrated trade management module allows users to track open orders, realized and unrealized P&L, trade details, commission, buying power, account history, and more. Regal Direct can be private-labeled for client use.
Additional Features:
- Trade multiple markets from one account, including equities, and options
- Dynamic quotes can be sorted by any field to easily identify trading opportunities
- Trade Canadian and European markets
- Multilingual capabilities to trade in your own language with only one click (customizable for almost any language)
- Options
- Streaming Level II
- Intelligent order routing
- Customizable interface
- Real-time profit and loss
- Live account management
- Trailing stop loss
- Live news
- Alerts
Account minimums and restrictions apply.