Products & Services
Regal provides financial professionals and their clients access to a wide range of investment options. Our flexible approach to investing has created an ever-evolving line of products and services ranging from fixed income and mutual funds to investment banking and insurance products. Contact your financial professional concerning the products best suited to your investment objectives.
Product & Services Overview
- 1031 Tax Deferred Exchanges
- American Depository Receipts (ADR's)
- Annuities
- Cash Management Services
- Cashless Exercise & Processing Employee Stock Option Plans
- Direct Private Placements (DPP's)
- Dividend Reinvestment Program (DRIP)
- Download to Quicken® & TurboTax®
- Electronic Statements & Confirms
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- Exchange Traded Funds (ETF's)
- Extended Hours Trading
- Fixed Income
- Foreign Securities & Currency Settlement
- Insurance
- Limited Partnerships
- Mutual Funds
- Online Account Access for Clients
- Option Trading in IRAs
- Prime Brokerage
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- Private Equity
- Regal VANTAGE 401(k) and 403(b)
- Restricted Securities Transactions
- No Annual Fee Retirement Plans
- Stock & Options Trading
- Equity Syndicate: IPOs, Secondary Offerings, New Issue Preferreds
- Tenants in Common (TICs)
- Warrants, Rights & Units
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