Mutual Funds

Access to 170+ Mutual Fund Families

Regal provides access to more than 170 mutual fund families and access to well over 10,000 load and no-load mutual funds.

Mutual Fund Services

No Transaction Fee program

The no transaction fee (NTF) mutual fund program allows you to buy, sell and exchange hundreds of no-load, load-waived and load mutual funds without incurring “ticket” charges. The NTF program gives you a cost-effective way to consolidate your mutual fund holdings into a single brokerage account.

There are many types of mutual funds, including aggressive growth fund, asset allocation fund, balanced fund, blend fund, bond fund, capital appreciation fund, clone fund, closed fund, crossover fund, equity fund, fund of funds, global fund, growth fund, growth and income fund, hedge fund, income fund, index fund, international fund, money market fund, municipal bond fund, prime rate fund, regional fund, sector fund, specialty fund, stock fund, and tax-free bond fund.

Investing in mutual funds involves risk. You may lose some or all of the money you invest — your principal — because the securities held by a fund go up and down in value. Dividend or interest payments may also fluctuate as market conditions change and fees and taxes will diminish a fund's returns. Funds with higher rates of return may take risks that are beyond your comfort level and are inconsistent with your financial goals.

It is important to understand mutual fund investing and how to choose products that match your goals and tolerance for risk Before you invest, be sure to read a fund's prospectus and shareholder reports to learn about its investment strategy and the potential risks. As with any investment, there is risk. Investors should consider these risks, the investment objectives, charges and expenses outlined in the prospectus carefully before investing in any Mutual Fund. For a prospectus containing complete information, contact the fund you are considering or your broker. Read the prospectus carefully before you invest. Past performance is no guarantee of future results. Principal value and investment returns will fluctuate with changes in market conditions. An investor's shares, when redeemed may be worth more or less than their original cost. Mutual funds are not guaranteed or insured by the FDIC or any other government agency.

All securities and services are offered through Regal Securities, Inc., Member FINRA / SIPC, a registered broker dealer. Securities products offered are not guaranteed or endorsed by Regal, are not FDIC insured and may lose value. None of the information contained herein should be construed as an offer to buy or sell securities or as a recommendation. Specific recommendations are based on a review of each client’s particular financial circumstances. Online trading has inherent risks due to loss of online services or delays from system performance, risk parameters, market conditions, and erroneous or unavailable market data.