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Client Fees
| Description | Cost |
| 403(b) Account Fee | $45.00 per year |
| Account Pledge | $100.00 |
| Alternative Investments in IRA Accounts | $200.00 per occurrence + $100 annual fee |
| Annual Inactive Fee | $35.00 per year |
| Bank Wire - Domestic | $25.00 |
| Bank Wire - Foreign | $50.00 |
| Certificate Reject Fee | $250.00 |
| Custodial Qualified Plans | |
| Employer Account Closing Fee | Pro rated annual fee + $5 per participant |
| Employer Account Set-Up Fee | $25.00 + $5.00 per participant |
| Employer Annual Document Maintenance Fee | $75.00 + $5.00 per participant |
| Dividends and Reorganization | |
| Charge For Late and Expiring Items | $15.00 |
| Coupons Received For Collections (Per Shell or Issues) | $10.00 |
| Dividend Reinvestment (Stocks) | Free |
| Survivor Option Bond Puts (Death Puts) | $50.00 |
| Duplicate Statements and Confirms | $1.25 per occurrence |
| Extensions | $15.00 |
| International Security Transfer | $150.00 |
| IRA Fee | $35.00 per year |
| Legal Deposits and Transfers | $100.00 |
| Non-Mandatory Physical Reorganization | $75.00 |
| Non-Mandatory Non-Physical Reorganization | $40.00 |
| Outgoing Transfer Fee – Non-IRA | $100.00 |
| Outgoing Transfer Fee – IRA | $120.00 |
| Overnight Check Fee | $20.00 |
| Postage/Handling Fee | $3.00 |
| Registered Overnight Mail | Pass through at cost |
| Returned Check | $40.00 |
| Rule 144 (Restricted Stock) Transfer Fees | $125.00 |
| Safekeeping Position Fee (Annual) | $50.00 |
| Security Transfer Fees | $200.00 |
| Self Trusted Account Fees | |
| One Plan Annual Document Maintenance Fee | $150.00 |
| One Plan Set-Up Fee | $200.00 |
| One Plan/Paired Plan Closing Fee | Pro rated annual fee - $45 |
| Paired Plan Annual Document Maintenance Fee | $250.00 |
| Paired Plan Setup Fee | $300.00 |
| TOD Fees | |
| Beneficiary Change Fee | $30.00 |
| Distribution Fee | 10 bps |
| Set-Up Fee | $50.00 |
| Transfer Agent Fees | Pass through at cost |
All fees subject to change without notice.
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