discover why Regal Advisory Services is the right partner for you
We know that you are passionate about building your business and developing great relationships with your clients – not using complicated systems and reports, running a back office or incurring high costs and fees.
Regal Advisory Services Now Makes it Easy for You –
With our new, state-of-the-art advisory platform combined with our low cost structure, no monthly minimums and the flexibility to invest in a wide array of products and services – an unbeatable combination for you and your clients.
Why Regal Advisory Services?
- Over 30 years of brokerage experience through Regal Securities.
- Low cost structure. No hidden fees. No monthly minimums.
- State-of-the-art technology solutions for trading, billing, performance and client reporting.
- Commission based brokerage and fee-based advisory – Regal handles both.
- Full support for your day-to-day business through a dedicated, easily accessible service team.
- Conversion assistance to transfer your accounts quickly and efficiently – no hassles!
- Alternative products and non-proprietary products available.
- Comprehensive range of investment options and products, including stocks, options, ETFs, fixed income products, mutual funds, employee benefits plan platform, syndicate group, and more.
- Easily enter and trade complex option strategies.
- Access to third party money managers. Ask us for details.
- Each client account is SIPC insured, with additional insurance provided at no extra charge through Regal’s clearing firm. Click here for details
Orion Advisor Services Platform
To enhance the services offered by Regal Advisory services, Regal offers a comprehensive fee-based advisor solution in affiliation with Orion Advisor Services. Customizable and scalable to meet your growing needs, this Internet based platform provides a customizable reporting engine including integration with a number of financial planning applications. The Orion platform is designed to integrate seamlessly with your practice.
- Supports multi-custody arrangements aggregated into a single portfolio
Flexible performance statements that can easily be tailored to your requirements - Global Investment Performance Standards (GIPS) compliant portfolio performance measurement
- Turnkey fee management accounting
- Customer Relationship Management (CRM)
- Document imaging
- Tax reporting tools
- Secure account access from any Internet connection
Are you interested in a no-cost analysis to learn how Regal Advisory Services can assist you?
We invite you to contact Michael Ford at mford@eregal.com or 847-858-4900.
All inquiries are confidential.
News and Events
- Participating sponsor of the American Institute of Certified Public Accountants (AICPA), Personal Financial Planning Conference, San Diego, California
- Participating sponsor of the AICPA Employee Benefits Conference, Orlando, Florida, May 18 – 20, 2009.
Regal Advisory Services, Inc. is affiliated by ownership to Regal Securities, Inc.