Benefits for Investment Advisor Representatives

Regal Advisory Services, Inc., an affiliated company offers flexible pricing structures for investment advisors giving you, the advisor, freedom to choose from a variety of pricing models. If desired, Regal can calculate and direct debit from client accounts specific advisory fees based on percentage of assets under management or an advisor-specified fixed amount. Regal even offers multiple options to pay for clearing services. For example, advisors can pass-through ticket charges to clients or accrue ticket charges for periodic deduction from advisory fee payouts. At Regal, you decide how you are paid.

Regal Advisory Services, Inc. is affiliated by ownership to Regal Securities, Inc.

Disclosures

Account Protection | Privacy Policy | Market Volatility | Business Continuity | Order Routing Disclosure | Margin Risks & Disclosure

Day Trading Margin Rules | Day Trading Risk Disclosure | Good Faith Violation