Company Profile
Regal Securities, Inc., member FINRA/SIPC, was established in 1976 as an independent brokerage firm known for select service and flexibility. For the past three decades, Regal has grown into a diversified financial services firm providing unbiased access to a unique scope of products, services and financial solutions. Regal provides full service custody functions and execution capabilities in most primary U.S. markets for registered representatives, broker-dealers, registered investment advisor firms and independent investment advisor representatives through Regal Advisory Services, Inc, an affiliated firm.
Our registered representatives and advisors have the independence to manage their own business, a comprehensive range of investment options and flexible pricing advantages. Regal representatives benefit from low ticket charges, high payouts for transactional or fee-based brokerage services, negotiable minimums and no hidden fees. By bringing together settlement of market transactions and custody functions with low setup costs, Regal also provides sub-clearing capabilities for correspondent broker-dealers and investment advisor firms conducting full service or online brokerage services for their clients. In addition, Regal employs multiple platforms for active day traders and three online brokerage divisions that support a multitude of clients worldwide utilizing online trading.
We are dedicated to providing the highest quality investment products and services to a broad range of financial professionals. We combine our strengths as a high volume, low cost investment firm and our extensive history in the investment industry, with a culture of mutual respect, collaboration and professionalism. In doing so, we offer our representatives the freedom and flexibility to excel at their business and in turn, provide superior service to their clients.
National headquarters are located at 950 Milwaukee Avenue, Suite 101, Glenview,
IL 60025, with branch and local offices nationwide.
Regal Advisory Services, Inc. is affiliated by ownership to Regal Securities, Inc.