RBC Login | Penson Login | Contact Us  |  Home

Company Profile

Regal Securities, Inc., member FINRA/SIPC, was established in 1977 as an independent brokerage firm known for select service and flexibility. For over three decades, Regal has grown into a diversified financial services firm providing independent and unbiased access to financial solutions while still maintaining the flexibility to dedicate itself to a unique scope of products and services.

Regal provides full service custody functions, state-of-the-art technology and execution capabilities in all major markets for Registered Representatives, Broker-Dealers, Registered Investment Advisor firms and Independent Investment Advisor Representatives through Regal Advisory Services, Inc., a Regal affiliated firm.

Regal is dedicated to providing the highest quality investment services, products and execution to a broad range of clients. We combine our strengths as a high volume, low cost investment firm and our extensive history in the investment industry with a culture of mutual respect, collaboration and professionalism. By giving our clients the freedom to choose, we ensure diversification in our range of products and services. We will assist you with a complete package, whether it is for traditional or innovative products, retirement, college planning, wealth management, or a combination of investments.

National headquarters are located at 950 Milwaukee Avenue, Suite 101, Glenview, IL 60025 with branch and local offices nationwide.

Regal Advisory Services, Inc. is affiliated by ownership to Regal Securities, Inc.

© Copyright 2005-2012 Regal Securities, Inc.

All securities and services are offered through Regal Securities, Inc., Member FINRA / SIPC, a registered broker dealer. Securities products offered are not guaranteed or endorsed by Regal, are not FDIC insured and may lose value. None of the information contained herein should be construed as an offer to buy or sell securities or as a recommendation. Specific recommendations are based on a review of each client’s particular financial circumstances. Online trading has inherent risks due to loss of online services or delays from system performance, risk parameters, market conditions, and erroneous or unavailable market data.