Company Profile

Regal provides full service custody functions, state-of-the-art technology and execution capabilities in all major markets for registered representatives, broker-dealers, registered investment advisor firms and independent investment advisor representatives through Regal Advisory Services, Inc., an affiliated firm.Regal Securities, Inc., member FINRA/SIPC, was established in 1976 as an independent brokerage firm known for select service and flexibility. For over three decades, Regal has grown into a diversified financial services firm providing independent and unbiased access to financial solutions while still maintaining the flexibility to dedicate itself to a unique scope of products and services.

Regal provides full service custody functions, state-of-the-art technology and execution capabilities in all major markets for Registered Representatives, Broker-Dealers, Registered Investment Advisor firms and Independent Investment Advisor Representatives through Regal Advisory Services, Inc., a Regal affiliated firm. Regal employs multiple platforms for active day traders. Our three online brokerage divisions support a multitude of clients worldwide utilizing online trading of stocks, complex option strategies and mutual funds.

Regal is dedicated to providing the highest quality investment services, products and execution to a broad range of clients. We combine our strengths as a high volume, low cost investment firm and our extensive history in the investment industry with a culture of mutual respect, collaboration and professionalism. By giving our clients the freedom to choose, we ensure diversification in our range of products and services. We will assist you with a complete pack­age, whether it’s for traditional or innovative products, retirement, college planning, wealth management, or a combination of investments.

National headquarters are located at 950 Milwaukee Avenue, Suite 101, Glenview, IL 60025 with branch and local offices nationwide.

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Regal Advisory Services, Inc. is affiliated by ownership to Regal Securities, Inc.

Disclosures

Account Protection | Privacy Policy | Market Volatility | Business Continuity | Order Routing Disclosure | Margin Risks & Disclosure

Day Trading Margin Rules | Day Trading Risk Disclosure | Good Faith Violation