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Account Funding Options

Accounts may be funded by wire transfer, check, stock certificate or account transfer. Money orders, third party checks, credit card checks, home equity line checks and starter checks are not accepted. Funds must accompany your account application.

Checks

Make all checks payable to: RBC Correspondent Services

• When mailing checks and or account paperwork, contact your financial professional for instructions.
• Cashier's Checks must have the remitter's name electronically printed directly on the check by the issuing bank.

Automatic Investment Plans

Automatic Investments (ACH) systematically invests in a money market, mutual fund, or for the purchase of securities in your brokerage account.

Wire Transfer

Wires must be sent to same-titled accounts. No third party wires may be processed.

US Bank
800 Nicollet Ave
Minneapolis, MN 55402
ABA 091000022
Account: RBC Capital Markets LLC
Account # 160230097208
FC: (Client name and 8-digit account #)
For international wires, include SWIFT code USBKUS44IMT

Stock Certificate

To endorse stock certificates over to Regal Securities:

1. On the back of the stock certificate, enter RBC Capital Markets, LLC as the attorney to transfer the stock.
2. Each person registered on the stock certificate must sign the back exactly as printed on the front, including initials, suffix, etc.
3. Date the certificate.

If you have any questions regarding stock certificates, please call the office of your financial representative.

Account Transfers

Full automated customer account transfers (ACAT), will typically take 5 to 7 business days. A non-ACAT (partial transfer) or manual transfer may take up to 3 weeks to complete.

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All securities and services are offered through Regal Securities, Inc., Member FINRA / SIPC, a registered broker dealer. Securities products offered are not guaranteed or endorsed by Regal, are not FDIC insured and may lose value. None of the information contained herein should be construed as an offer to buy or sell securities or as a recommendation. Specific recommendations are based on a review of each client’s particular financial circumstances. Online trading has inherent risks due to loss of online services or delays from system performance, risk parameters, market conditions, and erroneous or unavailable market data.